Tag: #CorporateCompliance

Major Firms Agree to Pay $3.8 Million Over US SEC Violations

In a significant regulatory action, several major firms, including industry giants like Alphabet and Goldman Sachs, have collectively agreed to pay $3.8 million in penalties due to violations enforced by the US Securities and Exchange Commission (SEC). This decisive step by the SEC is part of their broader initiative aimed at ensuring compliance with timely […]

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